Ash St. in AFR | Banking Royal Commission: Compliance To Become A Top-Tier Concern For CEOs

Regulators newly-empowered by the recommendations of the final banking royal commission report will compel financial institutions to build up their compliance systems, says a governance expert.

This will mean that compliance, the function that ensures a company comply with the relevant laws, policies, and regulations, shifts from being seen as a cost to be minimised, into a key risk management tool, said Samantha Carroll, a lawyer at Ash St and former head of compliance at the Bank of Queensland.

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To contact the author of this article: edmundtadros@afr.com.au